Unleash your potential with the right partner for your business.

We strive to be a breath of fresh air in the broker-dealer marketplace and simplify the complexities of doing business.

  • Business-friendly Compliance
  • Unparalleled Expertise
  • Product and Platform Access
  • Flexible Affiliation Options

Business-friendly Compliance

At The Leaders Group, we believe doing the right thing is always the right thing. We also believe that compliance is intended to enable your business, not get in the way. We want you to operate in the client’s best interest, and can help you do so in a manner compliant with regulatory rules and guidance.


    Whether you are coming from an institution, a captive agency system, or another independent broker-dealer, we have a competitive payout that will scale to your business as it grows. If you are engaged in fee-based business or have your own RIA, we are friendly to a variety of situations and business models.

    • Weekly commission payouts
    • Contracting and appointment support
    • Electronic business submission


    We understand operating an independent business comes at a cost. Our affiliation costs are all-inclusive of several components designed to help your business. With several different structures from which to choose, we strive to make it easy.

    • Robust technology platform
    • Comprehensive E&O insurance
    • FINRA registration
    • Compliance and audit support
    • Marketing and product support

    Product Access

    You would be hard pressed to find a product provider that we do not have a relationship with, and we have an extensive selling agreement listing at The Leaders Group.


    Please tell us more about your business mix, and we can determine if we are a fit for you.


    • Variable Universal Life (VUL)
    • Private Placement Life Insurance (PPLI)
    • Variable Annuities (VA)
    • Indexed Annuities (EIA / FIA)
    • Mutual Funds
    • 529 Plans
    • 401(k) and Retirement Plans
    • Life Settlements
    • Asset Managers
    • In-House Portfolios
    • Brokerage Business

    Knowledge and Expertise

    The Leaders Group has dedicated expertise and resources you may tap into to enhance your business.

    • Annual business conference
    • Product and partner events
    • Valuable marketing communications
    • Online educational platform
    • In-house VA, VUL, and PPLI support
    The Leaders Group

    Speak with us today!